DriveWealth Agreements and Disclosures

General

Cash Management

Cash Management Program Disclosure Statement

Margin

Margin Risk Disclosure Statement

Market Data Agreements

I acknowledge that I have read the market data agreements below from the represented exchanges. I hereby certify that I qualify as a non-professional pursuant to the definitions described herein.

Tax Agreements

W9 Agreement (U.S. Citizens and Permanent Residents)

SEC Rules

Rule 14b-1(c) of the Securities Exchange Act, unless you object, requires us to disclose to an issuer, upon its request, the names, addresses, and securities positions of our customers who are beneficial owners of the issuer's securities held by us in nominee name. The issuer would be permitted to use your name and other related information for corporation communication only.